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Willard John jefferson Rathbun

Ernst & Young Capital Advisors, LLC

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About Willard John jefferson Rathbun

Willard John jefferson Rathbun is a registered representative with Ernst & Young Capital Advisors, LLC. Willard holds the Series 63, Series 79TO and SIE licenses and is registered with the states of California, Connecticut, District of Columbia, Florida, Illinois, Indiana, Massachusetts, New York, Ohio, Texas, and Virginia. Willard joined Ernst & Young Capital Advisors, LLC on November 28, 2022.

Firm Information

Willard Rathbun is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Willard Rathbun’s Registration & Firm History

OH

11/28/2022 - Present

Ernst & Young Capital Advisors, LLC (Cleveland OH)

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Licenses & Designations

BC

Issued 12/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Willard John jefferson Rathbun.
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