Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willan? Claim Your ProfileWillan Zak is a registered representative with Robert W. Baird & Co. Inc. Willan has been in the financial industry since 2001 and has extensive experience. Willan has been registered in 50 states for the past 22 years. Willan is a General Securities Principal and has also passed the Series 57TO, Series 79TO, and SIE exams. Willan previously worked at Barclays Capital Inc., SMBC Securities, Inc., and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
07/31/2023 - Present
Robert W. Baird & Co. Inc. (New York NY)
NY
09/15/2004 - 03/08/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/29/2003 - 08/20/2004
SMBC SECURITIES, INC. (NEW YORK NY)
NY
01/23/2001 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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