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Wiliam Matthew Pienias

THE Leaders Group, Inc.

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About Wiliam Matthew Pienias

Wiliam Pienias is a financial advisor with The Leaders Group, Inc. based in LITTLETON, CO. Wiliam has been in the industry since 2000. Wiliam has a strong background in the financial services industry and has held positions at several firms, including Foresters Financial Services, Inc. and Invest Financial Corporation. Wiliam is licensed to sell securities in multiple states and holds the Series 7, Series 6, Series 24, Series 26, and Series 63 licenses.

Firm Information

Wiliam Pienias is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wiliam Pienias’s Registration & Firm History

CO

10/12/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

02/26/2014 - 05/17/2019

FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)

FL

03/01/2013 - 12/09/2013

INVEST FINANCIAL CORPORATION (CLEARWATER FL)

MD

07/24/2009 - 10/03/2011

FOUNDERS FINANCIAL SECURITIES LLC (TOWSON MD)

FL

03/17/2006 - 06/09/2009

INTERSECURITIES, INC. (ST. PETERSBURG FL)

GA

04/12/2002 - 03/20/2006

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

04/17/1996 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 04/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/20/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wiliam Matthew Pienias.
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