Unclaimed
Wiliam Pienias is a financial advisor with The Leaders Group, Inc. based in LITTLETON, CO. Wiliam has been in the industry since 2000. Wiliam has a strong background in the financial services industry and has held positions at several firms, including Foresters Financial Services, Inc. and Invest Financial Corporation. Wiliam is licensed to sell securities in multiple states and holds the Series 7, Series 6, Series 24, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/12/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
02/26/2014 - 05/17/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
FL
03/01/2013 - 12/09/2013
INVEST FINANCIAL CORPORATION (CLEARWATER FL)
MD
07/24/2009 - 10/03/2011
FOUNDERS FINANCIAL SECURITIES LLC (TOWSON MD)
FL
03/17/2006 - 06/09/2009
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
04/12/2002 - 03/20/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
04/17/1996 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/20/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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