Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilhelmina? Claim Your ProfileWilhelmina Lo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working in the Los Angeles office. She has been in the financial services industry since 2014, holding positions at Morgan Stanley, J.P. Morgan Securities LLC and Bank of America, N.A. Wilhelmina Lo holds several licenses including Series 66, Series 10, Series 9, SIE and Series 7. She is registered in multiple states including California, Texas and others. Wilhelmina Lo provides a variety of investment advisory services including portfolio management for individuals and businesses, pension consulting, selection of other advisors and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/31/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
06/23/2015 - 06/02/2016
J.P. MORGAN SECURITIES LLC (IRVINE CA)
CA
03/03/2014 - 06/12/2015
MORGAN STANLEY (SANTA ANA CA)
BOTH
Issued 04/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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