Unclaimed
Wilfrid Baptiste is a financial professional based in White Plains, New York. Wilfrid is registered with Nylife Distributors LLC, a firm headquartered in White Plains. Wilfrid has been in the financial industry since 2013 and has experience with MML Investors Services, LLC and NYLIFE Securities LLC. Wilfrid holds Series 6, 6TO, and SIE licenses and is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/26/2024 - Present
Nylife Distributors LLC (White Plains NY)
NY
12/08/2014 - 12/31/2017
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
03/18/2013 - 10/17/2014
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
BC
Issued 05/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/29/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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