Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilfredo? Claim Your ProfileWilfredo Figueroa is a financial advisor at Raymond James & Associates, Inc. with over 18 years of experience in the financial services industry. Figueroa is licensed in multiple states including California, Arizona, Colorado, Florida, Maryland, Nevada, New Mexico, New York, Ohio, Oklahoma, Texas, Utah, and Washington. Figueroa has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. In addition to providing financial advice, Figueroa also works as a notary public and volunteers his time to the Centro de Rehabilitacion Ebenezer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/06/2016 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
10/03/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
09/22/2008 - 10/08/2008
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
12/19/2000 - 09/22/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
BOTH
Issued 02/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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