Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilfredo? Claim Your ProfileWilfredo Mariano Pena is a financial advisor with Fidelity Brokerage Services LLC. Wilfredo has been in the financial services industry since 2012. Wilfredo has a Series 7 and Series 66 license. Wilfredo is registered in 53 states and is also registered with FINRA. Prior to joining Fidelity Brokerage Services LLC, Wilfredo worked at PRUCO SECURITIES, LLC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., LPL FINANCIAL LLC and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/26/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
FL
04/09/2020 - 08/25/2020
PRUCO SECURITIES, LLC. (CORAL GABLES FL)
FL
03/25/2017 - 02/05/2020
MML INVESTORS SERVICES, LLC (TAVERNIER FL)
FL
01/12/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TAVERNIER FL)
FL
03/11/2014 - 12/03/2015
LPL FINANCIAL LLC (ISLAMORADA FL)
FL
07/18/2011 - 02/24/2014
EDWARD JONES (ISLAMORADA FL)
BOTH
Issued 07/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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