Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilfred? Claim Your ProfileWilfred Joseph Brockman is a financial professional who has been in the industry since 1992. Wilfred is currently registered with Cambridge Investment Research Advisors, Inc. in Estero, Florida. Prior to joining Cambridge Investment Research Advisors, Inc., Wilfred worked at several other firms including Wunderlich Securities, Inc., RBC Capital Markets Corporation, Ferris, Baker Watts, LLC, Fahnestock & Co. Inc., First of Michigan Corporation, Leonard & Company, McDonald & Company Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Wilfred is also an independent insurance agent for various independent insurance companies. Wilfred holds FINRA Series 7, 63, 31 and SIE licenses and is a Certified Financial Planner. Wilfred is a registered Investment Advisor Representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
01/27/2017 - Present
Cambridge Investment Research Advisors, Inc. (Estero FL)
MI
10/12/2010 - 12/17/2010
WUNDERLICH SECURITIES, INC. (PLYMOUTH MI)
MI
03/13/2009 - 10/15/2010
RBC CAPITAL MARKETS CORPORATION (PLYMOUTH MI)
MI
02/25/2002 - 03/13/2009
FERRIS, BAKER WATTS, LLC (PLYMOUTH MI)
NY
01/01/1999 - 02/25/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
MI
07/13/1998 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MI
12/02/1997 - 04/02/1998
LEONARD & COMPANY (TROY MI)
OH
12/08/1995 - 10/21/1997
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NY
06/10/1992 - 12/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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