Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilfred? Claim Your ProfileWilfred Erwin Lopez is a financial advisor with over 20 years of experience in the industry. Wilfred is currently registered with Alps Portfolio Solutions Distributor, Inc. in Denver, CO. Wilfred has previously held positions at ALPS DISTRIBUTORS, INC., PAYCHEX SECURITIES CORPORATION, MDS SECURITIES, LLC, TRANSAMERICA CAPITAL, INC., and U.S. BANCORP INVESTMENTS, INC. Wilfred holds the Series 7, Series 26, Series 31, Series 63, and Series 66 licenses. Wilfred has a strong background in securities and investments. Wilfred is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/03/2020 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
CO
01/02/2019 - 12/31/2019
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
10/31/2016 - 12/31/2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
10/13/2015 - 10/10/2016
PAYCHEX SECURITIES CORPORATION (DENVER CO)
CO
05/28/2015 - 10/02/2015
MDS SECURITIES, LLC (Glendale CO)
CO
02/04/2009 - 10/28/2014
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
08/13/2008 - 01/14/2009
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
TN
01/09/2006 - 12/11/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
WI
03/02/2005 - 10/27/2005
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
05/08/2003 - 12/18/2003
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
09/09/2002 - 04/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/10/1997 - 06/20/2002
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
03/05/1996 - 06/10/1996
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
IA
Issued 11/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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