Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilfred? Claim Your ProfileWilfred Carter is a financial advisor with Prospera Financial Services, Inc. Wilfred is based in Lubbock, Texas and has been in the industry since June 1989. Wilfred is registered with FINRA and the state of Texas. Wilfred is a Series 7, 3, 63, and 65 licensed advisor and has experience with a variety of client types, including high-net-worth individuals, corporations, charitable organizations, and trusts. Wilfred's prior experience includes Wachovia Securities Financial Network, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Wilfred is also the sole owner of WC DeO Volente Enterprise, Inc. which is an investment-related business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
06/08/2005 - Present
Prospera Financial Services, Inc. (LUBBOCK TX)
MO
01/02/2004 - 06/02/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
07/01/2003 - 12/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/10/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/12/1992 - 08/25/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/20/1985 - 01/30/1989
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 04/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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