Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wiley? Claim Your ProfileWiley Gardner is a financial advisor who has been in the industry since 1983. Wiley has been registered with Raymond James & Associates, Inc. since 2015. Prior to this, Wiley worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated for almost 10 years and before that, was with Citigroup Global Markets Inc. for over 10 years. Wiley is licensed to conduct business in 27 states and is also an Investment Advisor Representative in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
05/06/2015 - Present
Raymond James & Associates, Inc. (Mandeville LA)
LA
02/10/2006 - 03/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANDEVILLE LA)
LA
07/31/1993 - 03/01/2006
CITIGROUP GLOBAL MARKETS INC. (MANDEVILLE LA)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/11/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/30/1983 - 08/15/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 04/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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