Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wiley? Claim Your ProfileWiley Carter Hutchins is a financial advisor who has been in the industry since 1986. Wiley is currently registered with Stifel, Nicolaus & Company, Inc. and has been with this firm since July 2015. Previously, Wiley was with STERNE, AGEE & LEACH, INC. from March 2009 to July 2015 and with UBS FINANCIAL SERVICES INC. from August 2000 to September 2008. Wiley is a licensed broker-dealer, investment adviser representative, and holds the Series 7, Series 8, Series 9, Series 10, Series 63, and Series 65 licenses. Wiley specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/10/2015 - Present
Stifel, Nicolaus & Company, Inc. (COLUMBUS MS)
MS
03/09/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (COLUMBUS MS)
MS
09/19/2008 - 03/10/2009
STANFORD GROUP COMPANY (COLUMBUS MS)
MS
08/14/2000 - 09/29/2008
UBS FINANCIAL SERVICES INC. (COLUMBUS MS)
NY
06/19/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
09/26/1986 - 06/22/1990
RANDELL SECURITIES, INC.
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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