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Wilbert Dongyoon Shin

Rqd* Clearing, LLC

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About Wilbert Dongyoon Shin

Wilbert Dongyoon Shin is a Registered Representative with Rqd* Clearing, LLC, located in New York, NY. Wilbert has been in the financial services industry since 2012. Wilbert holds Series 7, 24, 56, 57, 63, 99, and 14 licenses. Wilbert is licensed in Minnesota, New York and Texas.

Firm Information

Wilbert Shin is currently registered with Rqd* Clearing, LLC. Rqd* Clearing, LLC is a Limited Liability Company formed on February 19, 2021. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wilbert Shin’s Registration & Firm History

NY

11/03/2017 - Present

Rqd* Clearing, LLC (New York NY)

NY

01/19/2012 - 10/11/2023

VOLANT LIQUIDITY, LLC (New York NY)

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Licenses & Designations

BC

Issued 02/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/03/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Wilbert Dongyoon Shin.
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