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Wicky K. Dharani

Robinhood Financial, LLC

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About Wicky K. Dharani

Wicky K. Dharani is a financial professional with experience in the securities industry. Dharani is currently registered with Robinhood Financial, LLC. Prior to joining Robinhood Financial, LLC, Dharani was associated with J.P. Morgan Securities LLC.

Firm Information

Wicky Dharani is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wicky Dharani’s Registration & Firm History

FL

04/29/2021 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

07/01/2019 - 04/27/2021

J.P. MORGAN SECURITIES LLC (Plano TX)

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Licenses & Designations

BC

Issued 07/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wicky K. Dharani.
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