Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Ning has been in the financial services industry since 2001. Whitney is currently a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Whitney has held previous positions at BANC OF AMERICA INVESTMENT SERVICES, INC., FARMERS FINANCIAL SOLUTIONS, LLC and RAYMOND JAMES FINANCIAL SERVICES, INC. Whitney has passed the Series 63, Series 66, Series 7 and SIE exams. Whitney is registered to offer securities in 44 states and has been registered as an Investment Advisor Representative in 2 states. Whitney offers a variety of services including Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Educational Seminars, Selection of Other Advisers, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTEREY CA)
CA
07/19/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MONTEREY CA)
CA
05/17/2006 - 07/20/2006
FARMERS FINANCIAL SOLUTIONS, LLC (MARINA CA)
CA
04/19/2004 - 03/30/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARMEL CA)
MI
09/07/2001 - 07/03/2002
W R RICE FINANCIAL SERVICES, INC. (BAY CITY MI)
BOTH
Issued 12/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Whitney Ning is the right advisor for you? Invested Better is here to help.
