Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Lynne Kelt has been in the securities industry since January 24, 1995. Whitney is currently registered with Kovack Securities Inc. Whitney has also been previously registered with TKG FINANCIAL, LLC, FIRST WALL STREET CORP. and SALOMON SMITH BARNEY INC. Whitney is licensed to sell securities in California, New Mexico, and Texas. Whitney passed the Series 63, Series 7 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/19/2017 - Present
Kovack Securities Inc. (SANTA BARBARA CA)
CA
01/11/2005 - 05/20/2017
TKG FINANCIAL, LLC (SANTA BARBARA CA)
CA
08/24/2001 - 04/08/2005
FIRST WALL STREET CORP. (LA JOLLA CA)
NY
10/12/1994 - 05/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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