Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Liu is a financial professional with over 25 years of experience in the industry. Whitney is currently registered with Nylife Securities LLC and has been with the firm since September 2022. Whitney has held previous roles with TD Ameritrade, Inc., First Montauk Securities Corp., Barron Chase Securities, Inc. and Thomas James Associates, Inc. Whitney is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2022 - Present
Nylife Securities LLC (NEW YORK NY)
NJ
11/22/2004 - 01/11/2021
TD AMERITRADE, INC. (SHREWSBURY NJ)
NJ
01/30/1998 - 09/02/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
08/16/1993 - 02/02/1998
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
03/26/1993 - 08/14/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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