Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Light Bania is a registered representative of Stifel, Nicolaus & Company, Inc. Whitney holds licenses in 29 states and has been in the industry since August 21, 2020. Whitney is also a registered investment advisor and holds licenses in Texas and California. Previously, Whitney was affiliated with Stone & Youngberg LLC in California. Whitney has a broad range of experience and specialties in the financial services industry, including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Whitney is committed to providing her clients with personalized investment advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/11/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRESNO CA)
CA
04/28/2005 - 11/27/2007
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
BOTH
Issued 04/10/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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