Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Dieter is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Whitney has been in the securities industry since 2007. Whitney's firm has offices in MOUNT PLEASANT, SC. Whitney has passed the Series 66, Series 7, and SIE exams. Whitney is registered in 42 states for broker-dealer activities and 2 states for investment advisor activities. Whitney has previously worked at TRUIST INVESTMENT SERVICES, INC., WELLS FARGO CLEARING SERVICES, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Whitney has experience providing financial advice to corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT PLEASANT SC)
SC
05/18/2018 - 11/22/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLESTON SC)
SC
01/09/2015 - 05/22/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLESTON SC)
SC
07/13/2011 - 10/09/2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CHARLESTON SC)
SC
06/01/2009 - 07/29/2011
MORGAN STANLEY SMITH BARNEY (CHARLESTON SC)
SC
03/25/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON SC)
SC
05/07/2007 - 04/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. PLEASANT SC)
BOTH
Issued 03/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Whitney Dieter is the right advisor for you? Invested Better is here to help.
