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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Hawkins is an active investment advisor representative with Morgan Stanley, a firm with over 10 billion to 50 billion dollars under management. Whitney Hawkins is currently registered in 27 states for Broker-Dealer (BC) and 2 states for Investment Advisor (IA) activities. The advisor has been in the securities industry since March 12, 2006 and has worked with a number of firms in the past. Whitney Hawkins has passed Series 3, 7, 9, 10, 66 and SIE exams and specializes in various investment areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/06/2011 - Present
Morgan Stanley (Winter Park FL)
FL
12/11/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLANDO FL)
CA
09/08/2005 - 06/08/2006
MARKS MCBROOM WALSTON SECURITIES, INC. (LOS ANGELES, CA)
BOTH
Issued 03/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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