Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Wolfe is a financial professional with over 20 years of experience in the industry. Whitney has been registered with Guggenheim Securities, LLC since May 2017. Prior to that, Whitney was registered with JMP Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Whitney holds the Series 63, Series 7 and SIE licenses. Whitney is registered in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/12/2017 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/08/2015 - 04/20/2017
JMP SECURITIES LLC (NEW YORK NY)
NY
09/14/2000 - 07/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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