Unclaimed
Whitney Elizabeth Sparks is a registered representative with KKR Capital Markets LLC. Whitney has been in the securities industry since August 2011. Whitney holds the Series 7, Series 7TO, Series 63, and SIE licenses. Whitney is registered in 53 states and the District of Columbia. KKR Capital Markets LLC is a broker-dealer registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2024 - Present
KKR Capital Markets LLC (New York NY)
NY
08/24/2011 - 08/16/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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