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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Dawn Gum is a financial advisor registered with Cambridge Investment Research Advisors, Inc.. Whitney Dawn Gum is also a registered investment advisor with a firm called Cambridge Investment Research Advisors, Inc.. Whitney Dawn Gum has a total of 4 current registrations with a scope of both broker-dealer and investment advisor. Whitney Dawn Gum is an active financial advisor with a total of 8 years of experience in the financial services industry. Whitney Dawn Gum has a total of 3 current employment records and 3 past employment records. The state exams that Whitney Dawn Gum has passed include the Uniform Combined State Law Examination. The product exams that Whitney Dawn Gum has passed include the General Securities Representative Examination and the Securities Industry Essentials Examination. Whitney Dawn Gum's primary office is located in Stillwater, Oklahoma. Whitney Dawn Gum also works out of offices in Alva, Oklahoma and Adair, Oklahoma. Whitney Dawn Gum specializes in providing investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OK
09/01/2022 - Present
Cambridge Investment Research Advisors, Inc. (Alva OK)
OK
11/18/2020 - 09/01/2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (Alva OK)
OK
09/09/2019 - 12/01/2020
AVANTAX INVESTMENT SERVICES, INC. (Alva OK)
BOTH
Issued 12/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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