Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Whitney? Claim Your ProfileWhitney Anastasia Brom is a registered representative and investment advisor representative with Sorsby Financial Corp. based in Chicago, Illinois. Whitney has been in the financial services industry since 2007. Whitney holds Series 7, Series 24, Series 27, and Series 63 licenses and has experience working with high-net-worth individuals and pooled investment vehicles. Whitney offers a variety of advisory services including portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
12/11/2012 - Present
Sorsby Financial Corp. (CHICAGO IL)
IL
03/02/2007 - 07/21/2011
SORSBY FINANCIAL CORP. (CHICAGO IL)
BC
Issued 01/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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