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Whitney Anastasia Brom

Sorsby Financial Corp.

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About Whitney Anastasia Brom

Whitney Anastasia Brom is a registered representative and investment advisor representative with Sorsby Financial Corp. based in Chicago, Illinois. Whitney has been in the financial services industry since 2007. Whitney holds Series 7, Series 24, Series 27, and Series 63 licenses and has experience working with high-net-worth individuals and pooled investment vehicles. Whitney offers a variety of advisory services including portfolio management.

Firm Information

Whitney Brom is currently registered with Sorsby Financial Corp.. Sorsby Financial Corp. is a corporation registered with the SEC and in 10 states. Founded in 1995, the firm offers portfolio management services for individuals and pooled investment vehicles. The firm manages approximately $5.7 million in assets for 26 accounts. Their client base includes high-net-worth individuals and other individuals.

$5.68M

Assets Under Management

65

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Whitney Brom’s Registration & Firm History

IL

12/11/2012 - Present

Sorsby Financial Corp. (CHICAGO IL)

IL

03/02/2007 - 07/21/2011

SORSBY FINANCIAL CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2020

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/17/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Whitney Anastasia Brom.
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