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Weston Troy Wallin

FTP Securities LLC

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About Weston Troy Wallin

Weston Troy Wallin is a securities professional with over 200 days in the industry. Weston has experience in Investment Banking and currently works for FTP Securities LLC. Weston holds the Series 63, Series 79TO, and SIE licenses. Weston is currently registered in New York, and is approved by FINRA. Weston is a registered representative of FTP Securities LLC.

Firm Information

Weston Wallin is currently registered with FTP Securities LLC. FTP Securities LLC is a Limited Liability Company that was formed on June 5, 2003. The firm is registered in all 50 states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Weston Wallin’s Registration & Firm History

NY

01/19/2024 - Present

FTP Securities LLC (NEW YORK NY)

CA

11/09/2023 - 01/05/2024

B. RILEY SECURITIES, INC. (Costa Mesa CA)

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Licenses & Designations

BC

Issued 11/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Weston Troy Wallin.
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