Unclaimed
Weston Sommers is a financial professional with over 10 years of experience in the financial industry. Weston has worked with Quasar Distributors, LLC, Parnassus Funds Distributor, LLC, VT Distributors LLC, Foreside Financial Services, LLC, Orbis Investments (u.s.), LLC, Foreside Funds Distributors LLC, MGI Funds Distributors, LLC, Sterling Capital Distributors, LLC, Foreside Global Services, LLC, Funds Distributor, LLC, Foreside Distribution Services, LP, Northern Funds Distributors, LLC, Imst Distributors, LLC, Perpetual Americas Funds Distributors, LLC, and Foreside Fund Services, LLC. Weston holds the Series 27, SIE and Series 99TO licenses. Weston has a strong background in financial operations and is committed to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
03/31/2020 - Present
Quasar Distributors, LLC (Portland ME)
ME
06/09/2015 - 11/29/2023
COMPASS DISTRIBUTORS, LLC (Portland ME)
ME
01/03/2013 - 10/11/2022
FORESIDE INVESTMENT SERVICES, LLC (Portland ME)
ME
02/13/2014 - 08/03/2020
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/03/2013 - 08/03/2020
FORESIDE ASSOCIATES, LLC (PORTLAND ME)
ME
01/03/2013 - 08/03/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (PORTLAND ME)
ME
01/03/2013 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
BC
Issued 12/29/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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