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Weston James Osborn

Transamerica Capital, Inc.

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About Weston James Osborn

Weston James Osborn is a registered representative with Transamerica Capital, Inc. Weston has been in the financial services industry since 2013 and has been registered with Transamerica Capital, Inc. since July 2019. Previously Weston was a registered representative with OppenheimerFunds Distributor, Inc., AIG Capital Services, Inc. and Ameriprise Financial Services, Inc. Weston holds Series 66, Series 7, and SIE licenses. Weston is currently registered in Arkansas, Colorado, Oklahoma, and Texas.

Firm Information

Weston Osborn is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Weston Osborn’s Registration & Firm History

CO

07/15/2019 - Present

Transamerica Capital, Inc. (DENVER CO)

CO

11/21/2018 - 06/03/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

TX

09/12/2014 - 11/19/2018

AIG CAPITAL SERVICES, INC. (HOUSTON TX)

TX

03/26/2013 - 09/22/2014

AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)

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Licenses & Designations

BOTH

Issued 08/01/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Weston James Osborn. Review regulatory record here.
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