Unclaimed
Weston James Osborn is a registered representative with Transamerica Capital, Inc. Weston has been in the financial services industry since 2013 and has been registered with Transamerica Capital, Inc. since July 2019. Previously Weston was a registered representative with OppenheimerFunds Distributor, Inc., AIG Capital Services, Inc. and Ameriprise Financial Services, Inc. Weston holds Series 66, Series 7, and SIE licenses. Weston is currently registered in Arkansas, Colorado, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/15/2019 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
11/21/2018 - 06/03/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
TX
09/12/2014 - 11/19/2018
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
03/26/2013 - 09/22/2014
AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
BOTH
Issued 08/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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