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Weston Antonio Gotuzzo

Fidelity Brokerage Services LLC

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About Weston Antonio Gotuzzo

Weston Antonio Gotuzzo is a financial advisor at Fidelity Brokerage Services LLC. Weston holds a Series 7TO, Series 63, Series 66, Series 9, and Series 10 licenses and has been in the industry since 2019. Weston has been registered with Fidelity Brokerage Services LLC since 2022. Prior to joining Fidelity Brokerage Services LLC, Weston worked at ROBINHOOD FINANCIAL, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CHARLES SCHWAB & CO., INC.. Weston specializes in a variety of services, including financial planning, investment management, and retirement planning.

Firm Information

Weston Gotuzzo is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Weston Gotuzzo’s Registration & Firm History

CO

12/20/2022 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

AZ

02/03/2021 - 08/10/2022

ROBINHOOD FINANCIAL, LLC (Tempe AZ)

AZ

07/08/2020 - 01/02/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

AZ

10/11/2019 - 03/25/2020

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

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Licenses & Designations

BOTH

Issued 08/21/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/24/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Weston Antonio Gotuzzo.
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