Unclaimed
Weston Antonio Gotuzzo is a financial advisor at Fidelity Brokerage Services LLC. Weston holds a Series 7TO, Series 63, Series 66, Series 9, and Series 10 licenses and has been in the industry since 2019. Weston has been registered with Fidelity Brokerage Services LLC since 2022. Prior to joining Fidelity Brokerage Services LLC, Weston worked at ROBINHOOD FINANCIAL, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CHARLES SCHWAB & CO., INC.. Weston specializes in a variety of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/20/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
AZ
02/03/2021 - 08/10/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
07/08/2020 - 01/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
10/11/2019 - 03/25/2020
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 08/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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