Unclaimed
Westley Harrell is a financial advisor with Seaport Global Securities LLC. Westley has been in the industry since 2008. Westley has experience at UBS Securities LLC and Sea Port Group Securities, LLC. Westley is registered with FINRA and holds the Series 7, Series 24, Series 57TO, and Series 63 licenses. Westley is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2016 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
09/11/2013 - 03/24/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
07/01/2009 - 08/21/2013
SEA PORT GROUP SECURITIES, LLC (MONTAUK NY)
NY
11/13/2007 - 06/11/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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