Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Westley? Claim Your ProfileWestley Christian Bowen is a securities professional with experience in the financial services industry. Westley Bowen is currently registered with Kroll Securities LLC. Westley Bowen holds the Series 79, Series 79TO, and Series 63 licenses. Westley Bowen is also a graduate of the Securities Industry Essentials Examination (SIE). Prior to joining Kroll Securities LLC, Westley Bowen was employed by Duff & Phelps Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/05/2024 - Present
Kroll Securities LLC (NEW YORK NY)
CA
10/24/2018 - 09/27/2019
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
BC
Issued 09/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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