Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Westin? Claim Your ProfileWestin James Kaser is a financial advisor who has been in the industry since 2021. Westin James Kaser is currently registered with Principal Advised Services as an Investment Advisor Representative and Broker. Previously, Westin James Kaser worked at LPL Financial LLC and CUNA Brokerage Services, Inc. Westin James Kaser has licenses Series 66, Series 7TO, and SIE. Westin James Kaser has also been registered in 37 states and two IA states. Westin James Kaser is also specialized in Retirement planning and College Savings. Westin James Kaser provides portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
10/31/2022 - Present
Principal Advised Services (Nashville TN)
TN
05/18/2022 - 07/11/2022
LPL FINANCIAL LLC (Mt. Juliet TN)
TN
03/29/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Mt. Juliet TN)
BOTH
Issued 05/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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