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Westar Zong

Wells Fargo Securities, LLC

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About Westar Zong

Westar Zong is a registered representative of Wells Fargo Securities, LLC. Westar is licensed to conduct business in 53 states and the District of Columbia. Westar passed the Series 63, 86, and 87 exams and holds the SIE designation. Westar has been in the securities industry since August 18, 2024. Westar's registration began on August 19, 2024.

Firm Information

Westar Zong is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Westar Zong’s Registration & Firm History

NY

08/19/2024 - Present

Wells Fargo Securities, LLC (New York NY)

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Licenses & Designations

BC

Issued 08/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2024

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/14/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/06/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Westar Zong.
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