Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wessiem? Claim Your ProfileWessiem William Frangul has been in the securities industry since January 26, 2004. Wessiem is currently registered with Mufg Securities Americas Inc. and has held previous registrations with SunTrust Robinson Humphrey, Inc., Arvon Securities, LLC, BMO Capital Markets Corp., and Harris Nesbitt Corp. Wessiem has earned the Series 63, SIE, Series 7, and Series 79 licenses and is currently registered in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/12/2017 - Present
Mufg Securities Americas Inc. (Chicago IL)
IL
05/07/2014 - 01/10/2017
SUNTRUST ROBINSON HUMPHREY, INC. (CHICAGO IL)
CA
11/08/2010 - 11/15/2011
ARVON SECURITIES, LLC (LOS ANGELES CA)
IL
11/01/2003 - 07/27/2010
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
08/24/2000 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 05/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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