Unclaimed
Wesner Jean-baptiste is a financial advisor with Vanguard Marketing Corp. Wesner has been in the financial services industry since 2016 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Wesner holds the Series 7, Series 63, and Series 65 licenses and is registered in 53 states. Wesner is an experienced financial advisor with a strong understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/01/2021 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
08/06/2019 - 08/23/2019
AXA ADVISORS, LLC (BALA CYNWYD PA)
BC
Issued 06/07/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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