Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Thomas Holcomb is an Investment Advisor Representative at LPL Financial LLC. Wesley has been in the industry since August 8, 2005. Wesley has a wide range of experience, including working at Principal Securities, Inc., Principal Funds Distributor, Inc., and E*TRADE Securities, Incorporated. Wesley is a registered representative in California, South Carolina, and is a registered Investment Advisor in California. Wesley is also a registered principal with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/05/2020 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
09/19/2018 - 02/15/2019
PRINCIPAL SECURITIES, INC. (Folsom CA)
CA
09/12/2018 - 02/15/2019
PRINCIPAL FUNDS DISTRIBUTOR, INC. (FOLSOM CA)
CA
03/21/2006 - 09/06/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
NJ
06/19/2000 - 02/20/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
BOTH
Issued 12/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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