Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Steven Spiro is a registered representative with Northwestern Mutual Investment Services, LLC. Wesley has been in the securities industry for 9 years and has been with Northwestern Mutual Investment Services, LLC since February 2015. He holds the Series 66, Series 7 and SIE licenses. Wesley is also registered as an Investment Advisor Representative in Georgia. Wesley Steven Spiro is registered in 15 states: Alaska, Arkansas, California, Florida, Georgia, Illinois, Iowa, Maryland, Minnesota, North Carolina, South Carolina, Tennessee, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
08/10/2015 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
BOTH
Issued 07/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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