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Wesley Shaun Seto

Jefferies LLC

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About Wesley Shaun Seto

Wesley Shaun Seto is a financial professional with over 10 years of experience in the industry. Wesley currently holds the Series 7, Series 63, Series 99TO, and SIE licenses. Wesley is registered with Jefferies LLC, and has previously been employed by CF SECURED, LLC, CANTOR FITZGERALD & CO., BMO CAPITAL MARKETS CORP., NOMURA SECURITIES INTERNATIONAL, INC., and BARCLAYS CAPITAL INC. Wesley is licensed to conduct business in New York and New Jersey.

Firm Information

Wesley Seto is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wesley Seto’s Registration & Firm History

NY

06/24/2021 - Present

Jefferies LLC (NEW YORK NY)

NY

01/15/2020 - 01/21/2020

CF SECURED, LLC (New York NY)

NY

03/06/2017 - 01/21/2020

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

11/25/2014 - 03/10/2017

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

01/03/2012 - 12/10/2013

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/05/2002 - 04/12/2004

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Wesley Shaun Seto.
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