Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Samuel Sweet is a licensed and experienced financial advisor who is currently registered with Deutsche Bank Securities Inc. and has been in the industry since 2011. Wesley has a deep understanding of the financial markets, having worked with BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in the past. Wesley holds the Series 7, Series 24, and Series 63 licenses. Wesley's expertise and commitment to client success have earned him a reputation for providing sound financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/09/2021 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
05/10/2019 - 10/26/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/22/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wesley Sweet is the right advisor for you? Invested Better is here to help.
