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Wesley Ryan Nelson

Charles Schwab & CO., Inc.

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About Wesley Ryan Nelson

Wesley Nelson is a registered investment advisor representative with Charles Schwab & CO., Inc. Wesley has been in the securities industry since December 2004. Prior to joining Charles Schwab & CO., Inc. Wesley was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Scottrade, Inc. Wesley holds Series 31, Series 7 and Series 66 licenses and has experience in providing financial planning services and selection of other advisors.

Firm Information

Wesley Nelson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Wesley Nelson’s Registration & Firm History

WA

04/26/2021 - Present

Charles Schwab & CO., Inc. (Seattle WA)

WA

10/24/2017 - 04/05/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

PA

07/22/2011 - 10/16/2017

CHARLES SCHWAB & CO., INC. (PITTSBURGH PA)

PA

07/29/2005 - 07/05/2011

SCOTTRADE, INC. (PITTSBURGH PA)

NY

09/06/2004 - 06/14/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 09/28/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 09/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wesley Ryan Nelson.
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