Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Ryan Dalton is a financial advisor with over 17 years of experience in the industry. Wesley is currently registered with Pickwick Capital Partners, LLC. Previously, Wesley has worked for firms such as SunTrust Robinson Humphrey, Inc., Mizuho Securities USA Inc., Macquarie Capital (USA) Inc., Leerink Swann LLC, Bear, Stearns & Co. Inc., and Robertson Stephens, Inc. Wesley holds the Series 63, Series 7, and SIE licenses and is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/04/2023 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
CA
08/25/2014 - 07/10/2018
SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)
CA
05/01/2013 - 08/27/2014
MIZUHO SECURITIES USA INC. (SAN FRANCISCO CA)
CA
04/03/2008 - 10/16/2012
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
11/05/2003 - 04/01/2008
LEERINK SWANN LLC (SAN FRANCISCO CA)
NY
10/08/2002 - 11/17/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
02/27/2001 - 07/26/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 05/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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