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Wesley Mitsuo Yamada

Fountainhead Advisors

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About Wesley Mitsuo Yamada

Wesley Mitsuo Yamada is a financial advisor with Fountainhead Advisors. Wesley is a registered investment advisor with the state of California. He has been a financial advisor since 2010 and has worked with MML Investors Services, LLC and UnionBanc Investment Services, LLC. He is also a life insurance agent with MassMutual Life Insurance Company. Wesley specializes in providing financial planning, pension consulting and selection of other advisors for high-net-worth individuals and corporations. He currently manages over $462 million in assets for individual clients and over $7 million in assets for businesses.

Firm Information

Wesley Yamada is currently registered with Fountainhead Advisors. Fountainhead Advisors is an investment advisor based in Warren, NJ. They provide financial planning, pension consulting, and portfolio management services to individuals, corporations, and high-net-worth individuals. The firm manages approximately $721.6 million in assets for 2,961 clients.
Fountainhead Advisors

10 INDEPENDENCE BLVD

WARREN, NJ 07059

$721.60M

Assets Under Management

21

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wesley Yamada’s Registration & Firm History

CA

09/06/2018 - Present

Fountainhead Advisors (Walnut Creek CA)

CA

04/22/2013 - 09/11/2018

MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)

CA

08/25/2010 - 12/20/2012

UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)

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Licenses & Designations

IA

Issued 10/02/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2011

Series 7 - General Securities Representative Examination

BC

Issued 08/17/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Wesley Mitsuo Yamada. Review regulatory record here.
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