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Wesley Michael Heffernan

Clear Street LLC

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About Wesley Michael Heffernan

Wesley Heffernan is an individual advisor with a background in the financial services industry. Wesley Heffernan is currently registered with Clear Street LLC, and has experience with Benchmark Investments, LLC, Guggenheim Securities, LLC, and Maxim Group LLC. Wesley Heffernan has passed the Series 7TO, Series 79TO, Series 63 and SIE exams. Wesley Heffernan holds a current registration in 53 states and the District of Columbia.

Firm Information

Wesley Heffernan is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wesley Heffernan’s Registration & Firm History

FL

06/20/2023 - Present

Clear Street LLC (West Palm Beach FL)

NY

03/11/2021 - 06/01/2023

BENCHMARK INVESTMENTS, LLC (New York NY)

NY

11/25/2020 - 03/03/2021

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

05/22/2020 - 12/08/2020

MAXIM GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/31/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/22/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Wesley Michael Heffernan.
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