Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Fontana is a financial professional with over 11 years of experience in the financial services industry. Wesley has held various positions, including working as a registered representative for Capital One Securities, Inc. His current role focuses on providing clients with a comprehensive range of financial services. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple securities licenses, including Series 7, Series 63, and Series 79. Wesley is committed to providing exceptional client service and assisting clients in achieving their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/01/2011 - Present
Capital ONE Securities, Inc. (HOUSTON TX)
BC
Issued 12/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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