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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Kiyosh Yamamoto is a financial advisor with Raymond James & Associates, Inc. Wesley has over 20 years of experience in the financial services industry. Wesley is registered with the state of Hawaii and is also Series 7, 9, 10, 31, 63 and 65 licensed. Wesley specializes in providing financial planning, portfolio management, and retirement planning services to individual and business clients. He holds the Certified Financial Planner (CFP) designation and is also a member of the Kapiolani Banyan Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
06/23/2017 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
09/03/2010 - 07/05/2017
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
HI
07/01/2003 - 09/08/2010
WELLS FARGO ADVISORS, LLC (HONOLULU HI)
NY
01/17/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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