Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Cumbie is a financial advisor with over 30 years of experience in the industry. Wesley is registered with Raymond James Financial Services Advisors, Inc., and holds Series 6, 7, 24, 63 and 65 licenses. Wesley has previously worked with LPL Financial LLC, Cetera Advisor Networks LLC, and Prudential Securities Incorporated, among other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
07/23/2021 - Present
Raymond James Financial Services Advisors, Inc. (Lubbock TX)
TX
01/17/2017 - 07/29/2021
CETERA ADVISOR NETWORKS LLC (LUBBOCK TX)
TX
07/24/2002 - 01/19/2017
LPL FINANCIAL LLC (SOUTHLAKE TX)
NY
12/01/2000 - 07/26/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 01/05/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/07/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
06/11/1998 - 03/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/23/1990 - 06/18/1998
MML INVESTORS SERVICES, INC.
MA
01/19/1988 - 06/18/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
WI
03/27/1989 - 11/14/1989
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
IA
Issued 07/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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