Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Richardson is a financial advisor with Northwestern Mutual Investment Services, LLC, with over 18 years of experience in the financial industry. Wesley is licensed to provide investment advice in 51 states and the District of Columbia. Wesley holds several industry certifications including a Series 6, 7, 9, 10, 63, and 66 license, as well as the Securities Industry Essentials (SIE) Exam. Wesley is also a Certified Financial Planner. Wesley's office is located in Charleston, WV. In addition to working with Northwestern Mutual, Wesley is an owner of WHR Agency Inc. and is a member of the Scholarship Committee at Covenant School, where Wesley also prepares financial reports for the organization's board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WV
10/29/2009 - Present
Northwestern Mutual Investment Services, LLC (Charleston WV)
BOTH
Issued 12/6/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/2006
Series 7 - General Securities Representative Examination
BC
Issued 3/1/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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