Unclaimed
Wesley Harold Brock is a Registered Representative with Lincoln Financial Distributors, Inc. Wesley has been in the industry since April 14, 2013 and has a Series 6, Series 63 and SIE license. Wesley is registered in North Carolina. Wesley was previously employed by LINCOLN FINANCIAL SECURITIES CORPORATION and Lincoln Financial Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/06/2022 - Present
Lincoln Financial Distributors, Inc. (GREENSBORO NC)
NC
03/23/2021 - 07/08/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)
NC
04/15/2013 - 03/29/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
BC
Issued 03/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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