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Wesley Harold Brock

Lincoln Financial Distributors, Inc.

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About Wesley Harold Brock

Wesley Harold Brock is a Registered Representative with Lincoln Financial Distributors, Inc. Wesley has been in the industry since April 14, 2013 and has a Series 6, Series 63 and SIE license. Wesley is registered in North Carolina. Wesley was previously employed by LINCOLN FINANCIAL SECURITIES CORPORATION and Lincoln Financial Distributors, Inc..

Firm Information

Wesley Brock is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wesley Brock’s Registration & Firm History

NC

07/06/2022 - Present

Lincoln Financial Distributors, Inc. (GREENSBORO NC)

NC

03/23/2021 - 07/08/2022

LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)

NC

04/15/2013 - 03/29/2021

LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)

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Licenses & Designations

BC

Issued 03/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wesley Harold Brock.
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