Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Gunter is a financial advisor at Wells Fargo Clearing Services, LLC. Wesley has been a registered representative for over 12 years and has experience in providing financial planning, investment management, and portfolio management services to individuals, businesses, and institutions. Wesley has a diverse background, having worked with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, JPMorgan Securities LLC, Principal Life Insurance Company, Principal Securities Inc, Prudential Insurance Company of America, Pruco Securities LLC, and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/06/2023 - Present
Wells Fargo Clearing Services, LLC (MISSION VIEJO CA)
CA
06/30/2021 - 06/07/2023
U.S. BANCORP INVESTMENTS, INC. (LAKE FOREST CA)
CA
11/23/2020 - 07/13/2021
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
CA
09/18/2019 - 08/28/2020
PRINCIPAL SECURITIES, INC. (SAN DIEGO CA)
CA
03/17/2016 - 04/26/2019
J.P. MORGAN SECURITIES LLC (IRVINE CA)
CA
10/13/2011 - 03/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
04/15/2011 - 09/29/2011
SAGEPOINT FINANCIAL, INC. (IRVINE CA)
CA
05/11/2010 - 02/08/2011
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
BOTH
Issued 07/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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