Unclaimed
Wesley G Hartmann is a financial advisor registered with Nylife Securities LLC. Wesley has been in the securities industry since May 4, 2023. Wesley holds the Series 6TO, SIE and Series 63 licenses. Wesley is registered in California, Colorado, Florida and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/04/2023 - Present
Nylife Securities LLC (GLENDALE CA)
BC
Issued 06/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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