Unclaimed
Wesley David Johnson is a financial advisor registered with Cetera Investment Advisers LLC. Wesley has been in the financial services industry since 2005 and is registered with the state of Minnesota and Texas. Wesley has experience with a variety of financial firms including Cetera Investment Services LLC, Cetera Advisor Networks LLC, and Cetera Financial Specialists LLC. Wesley holds several licenses including Series 7, Series 31, and Series 66. Wesley provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Wesley also offers educational seminars and has a strong track record of working with clients of all ages and financial situations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/21/2024 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
08/24/2020 - 01/31/2024
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
12/07/2015 - 01/31/2024
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
12/07/2015 - 01/31/2024
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
12/07/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (St. Cloud MN)
MN
04/01/2009 - 11/25/2015
E*TRADE SECURITIES LLC (MINNEAPOLIS MN)
MN
08/14/2008 - 04/02/2009
THRIVENT INVESTMENT MANAGEMENT INC. (WAITE PARK MN)
DE
02/04/2004 - 09/28/2004
ING DIRECT SECURITIES INC. (WILMINGTON DE)
NY
06/22/1999 - 02/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/6/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 7/15/1999
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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